# RICARDO RAMIREZ

RICARDO RAMIREZ is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with HSBC SECURITIES (USA) INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-10-08 | present | Yes |
| [RIWM, LLC](https://search.stillhousedata.com/firm/160536) | 2012-05-09 | 2012-10-31 | — |
| [REHMANN WEALTH](https://search.stillhousedata.com/firm/123047) | 2011-08-04 | 2012-09-06 | — |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2009-11-06 | 2010-03-05 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2008-06-16 | 2009-04-06 | — |
| [ASD FINANCIAL SERVICES CORP](https://search.stillhousedata.com/firm/124901) | 2006-04-13 | 2006-09-26 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2004-08-20 | 2006-04-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2143959)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2143959.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.