# Charles W Sleeth

Charles W Sleeth is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2025-02-11 | present | Yes |
| [PRINCIPAL ADVISED SERVICES, LLC](https://search.stillhousedata.com/firm/297324) | 2024-06-25 | 2025-01-07 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2022-07-08 | 2023-11-26 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-11-13 | 2022-06-08 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2002-09-04 | 2005-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2145352)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2145352.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.