# KIMBERLY ANN DUPONT

KIMBERLY ANN DUPONT is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2025-06-16 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-07-29 | 2025-06-16 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2012-08-21 | 2013-08-14 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-07-17 | 2012-08-07 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-07-25 | 2006-10-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2005-07-15 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2000-02-10 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2145665)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2145665.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.