# James Joseph Dooling

James Joseph Dooling is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with ADVISORS ASSET MANAGEMENT, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2023-08-30 | present | Yes |
| [HARTFORD FUNDS MANAGEMENT COMPANY, LLC](https://search.stillhousedata.com/firm/147746) | 2022-12-01 | 2023-08-31 | — |
| [ORION PORTFOLIO SOLUTIONS, LLC](https://search.stillhousedata.com/firm/125446) | 2022-01-10 | 2022-09-01 | — |
| [ORION PORTFOLIO SOLUTIONS, LLC](https://search.stillhousedata.com/firm/107975) | 2020-10-16 | 2021-12-31 | — |
| [BRINKER CAPITAL INC](https://search.stillhousedata.com/firm/111743) | 2007-10-30 | 2020-10-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2155834)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2155834.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.