# ROGER PATRICK WHITNEY

ROGER PATRICK WHITNEY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with ALIGN FINANCIAL, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ALIGN FINANCIAL, LLC](https://search.stillhousedata.com/firm/309238) | 2025-08-07 | present | Yes |
| [STRATEGIC FINANCIAL CONCEPTS, LLC](https://search.stillhousedata.com/firm/141849) | 2019-02-05 | 2025-12-02 | — |
| [WWK WEALTH ADVISORS](https://search.stillhousedata.com/firm/146832) | 2009-03-31 | 2019-03-21 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2003-08-08 | 2016-12-27 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 1998-10-30 | 2003-08-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2159694)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2159694.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.