# JAMES C MARSHAL

JAMES C MARSHAL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with INSTITUTE FOR WEALTH MANAGEMENT LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INSTITUTE FOR WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/127207) | 2025-12-17 | present | Yes |
| [INSTITUTE FOR WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/149347) | 2013-03-27 | 2019-04-30 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2004-01-13 | 2013-03-04 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2001-01-19 | 2003-09-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2161635)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2161635.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.