# CRAIG BENNETT ROTH

CRAIG BENNETT ROTH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 12 firms. Currently registered with FOUNDATIONS INVESTMENT ADVISORS LLC.

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FOUNDATIONS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/175083) | 2025-10-22 | present | Yes |
| [B.O.S.S. RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/171143) | 2024-04-18 | 2025-10-06 | — |
| [WAYFINDING FINANCIAL, LLC](https://search.stillhousedata.com/firm/306208) | 2021-04-01 | 2024-04-15 | — |
| [ADAMS FINANCIAL CONCEPTS, LLC](https://search.stillhousedata.com/firm/134545) | 2021-01-27 | 2021-03-30 | — |
| [GOLDBLOOM WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/153678) | 2018-06-11 | 2021-01-26 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2017-05-18 | 2018-04-17 | — |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2015-07-06 | 2016-11-28 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2013-05-23 | 2015-02-24 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2011-12-02 | 2013-04-17 | — |
| [KOVACK ADVISORS, INC.](https://search.stillhousedata.com/firm/140808) | 2006-06-26 | 2011-12-06 | — |
| [KOVACK SECURITIES INC.](https://search.stillhousedata.com/firm/44848) | 2006-06-23 | 2006-08-15 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2003-04-17 | 2006-07-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2162815)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2162815.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.