# JAMES MATTHEW MAYES

JAMES MATTHEW MAYES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-08-21 | present | Yes |
| [FTB ADVISORS, INC.](https://search.stillhousedata.com/firm/143830) | 2010-12-10 | 2013-10-10 | — |
| [FIRST HORIZON ADVISORS, INC.](https://search.stillhousedata.com/firm/17117) | 2010-11-29 | 2025-08-21 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2007-11-05 | 2010-09-27 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2005-06-03 | 2007-10-19 | — |
| [AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC](https://search.stillhousedata.com/firm/111757) | 2003-07-10 | 2004-10-29 | — |
| [AMSOUTH INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/15692) | 2003-02-19 | 2003-09-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2172958)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2172958.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.