# SANDRA MARIA PENNER

SANDRA MARIA PENNER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC, OSAIC INSTITUTIONS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2025-11-14 | present | Yes |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2025-11-07 | present | Yes |
| [PFG ADVISORS](https://search.stillhousedata.com/firm/173344) | 2025-06-25 | 2025-11-10 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2010-06-04 | 2025-05-21 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2010-06-08 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2005-07-26 | 2009-10-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2197496)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2197496.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.