# LIONEL ALBERT SHAW

LIONEL ALBERT SHAW is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with CARITAS INVESTMENT ADVISORS LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CARITAS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/284777) | 2026-01-02 | present | Yes |
| [CARITAS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/284777) | 2019-01-23 | 2025-12-31 | — |
| [CARITAS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/284777) | 2016-11-10 | 2018-12-31 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2012-10-23 | 2016-12-14 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2011-07-22 | 2012-11-06 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2004-06-21 | 2011-07-26 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2002-01-10 | 2004-05-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2197718)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2197718.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.