# KATHLEEN ANNE BREEN

KATHLEEN ANNE BREEN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with TRUIST ADVISORY SERVICES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TRUIST ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/283390) | 2021-02-17 | present | Yes |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2020-01-09 | 2021-02-17 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2013-09-23 | 2018-10-22 | — |
| [ROBERT W. BAIRD & CO. INCORPORATED](https://search.stillhousedata.com/firm/8158) | 2010-08-10 | 2013-09-18 | — |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2007-01-04 | 2010-07-13 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 1997-09-04 | 2006-11-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2198132)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2198132.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.