# RICHARD W ROGERS

RICHARD W ROGERS is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-07-24 | 2023-08-10 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2016-10-03 | 2018-07-19 | — |
| [ABBEY CAPITAL LLC](https://search.stillhousedata.com/firm/151835) | 2009-10-21 | 2017-01-03 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2009-09-08 | 2016-10-03 | — |
| [MUTUAL SERVICE CORPORATION](https://search.stillhousedata.com/firm/4806) | 2009-07-22 | 2009-09-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2199107)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2199107.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.