# Mark Douglas Caldwell

Mark Douglas Caldwell is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with TRANSCE3ND LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TRANSCE3ND LLC](https://search.stillhousedata.com/firm/317745) | 2022-07-01 | present | Yes |
| [KALOS MANAGEMENT](https://search.stillhousedata.com/firm/133025) | 2021-10-04 | 2022-08-01 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2017-10-16 | 2021-10-06 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2007-12-06 | 2017-10-18 | — |
| [AMERICAN GENERAL SECURITIES INCORPORATED](https://search.stillhousedata.com/firm/13626) | 2004-03-01 | 2007-12-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2202238)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2202238.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.