# ERNEST LIDDELL SMITH

ERNEST LIDDELL SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DEMPSEY LORD SMITH, LLC](https://search.stillhousedata.com/firm/141238) | 2026-01-07 | 2026-04-06 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2025-12-01 | present | Yes |
| [DEMPSEY LORD SMITH, LLC](https://search.stillhousedata.com/firm/141238) | 2007-03-20 | 2025-12-31 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2006-02-24 | 2007-05-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2205253)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2205253.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.