# STEVEN SAROSY

STEVEN SAROSY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2025-09-05 | present | Yes |
| [AVANTAX ADVISORY SERVICES](https://search.stillhousedata.com/firm/104556) | 2007-04-04 | 2025-09-05 | — |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2003-12-15 | 2005-08-01 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2002-10-21 | 2003-12-18 | — |
| [E\*TRADE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/111178) | 2002-02-15 | 2002-09-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2212963)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2212963.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.