# JOSEPH JOHN SZAL

JOSEPH JOHN SZAL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with TEMPUS WEALTH PLANNING, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TEMPUS WEALTH PLANNING, LLC](https://search.stillhousedata.com/firm/285349) | 2022-02-14 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2013-03-27 | 2022-02-24 | — |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2009-03-23 | 2013-03-28 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2009-03-19 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2002-06-05 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2216245)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2216245.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.