# ETTORE D VENTRICE

ETTORE D VENTRICE is an investment adviser representative (IAR) with state registration records since 1992, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2015-05-01 | present | Yes |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2009-03-31 | 2015-05-04 | — |
| [STANFORD GROUP COMPANY](https://search.stillhousedata.com/firm/39285) | 2006-11-01 | 2009-03-17 | — |
| [STILLPOINT WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/119154) | 2004-10-29 | 2006-11-10 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 1992-04-23 | 2004-04-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2218373)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2218373.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.