# FRANSHELL D DUMES

FRANSHELL D DUMES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2022-01-11 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2017-09-15 | 2021-12-14 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-04-05 | 2017-09-26 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-06-18 | 2011-03-28 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2010-06-03 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2004-09-08 | 2009-06-01 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2003-08-18 | 2004-09-09 | — |
| [OPPENHEIMER ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/105559) | 2003-04-15 | 2003-08-18 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2003-01-03 | 2003-04-15 | — |
| [CIBC WORLD MARKETS CORP.](https://search.stillhousedata.com/firm/630) | 2002-08-28 | 2003-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2219073)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2219073.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.