# Steven Robert Brown

Steven Robert Brown is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2021-02-14 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-01-18 | 2019-07-22 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2016-01-06 | 2018-01-26 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-01-30 | 2014-09-23 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-11-09 | 2012-01-19 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-07-27 | 2010-10-12 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2006-06-07 | 2008-02-01 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 1999-03-31 | 2005-08-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2232418)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2232418.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.