# JAMES OTIS PHILLIPS

JAMES OTIS PHILLIPS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-11-30 | present | Yes |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2008-06-01 | 2022-11-29 | — |
| [BI INVESTMENTS, LLC](https://search.stillhousedata.com/firm/125437) | 2006-03-30 | 2008-06-01 | — |
| [STIFEL INDEPENDENT ADVISORS, LLC](https://search.stillhousedata.com/firm/28218) | 2005-01-24 | 2006-04-11 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2000-03-08 | 2004-12-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2234534)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2234534.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.