# John M Brodie

John M Brodie is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-08-04 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-05-04 | 2022-07-19 | — |
| [MARYLAND FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/122320) | 2009-11-24 | 2012-04-27 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2009-10-21 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2007-12-20 | 2009-10-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2005-06-17 | 2007-12-21 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2003-08-01 | 2005-05-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2236559)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2236559.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.