# Roger Diaz

Roger Diaz is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with DEARBORN PARTNERS L.L.C..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DEARBORN PARTNERS L.L.C.](https://search.stillhousedata.com/firm/108147) | 2020-07-09 | present | Yes |
| [DELAWARE CAPITAL MANAGEMENT ADVISERS, INC](https://search.stillhousedata.com/firm/152237) | 2014-11-25 | 2019-03-07 | — |
| [TCW INVESTMENT MANAGEMENT COMPANY LLC](https://search.stillhousedata.com/firm/106546) | 2003-01-22 | 2014-11-19 | — |
| [PUTNAM INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/106629) | 2001-11-08 | 2002-11-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2238591)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2238591.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.