# RICHARD L ATHA

RICHARD L ATHA is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with WATERROCK WEALTH MANAGEMENT.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WATERROCK WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/296462) | 2023-05-11 | present | Yes |
| [CENTER STREET ADVISORS, INC.](https://search.stillhousedata.com/firm/169329) | 2017-11-15 | 2023-01-23 | — |
| [ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/162143) | 2017-07-25 | 2017-09-20 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2007-08-10 | 2008-08-04 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/3600) | 2005-04-29 | 2007-07-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2240499)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2240499.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.