# JOSEPH KENNETH BROOKS

JOSEPH KENNETH BROOKS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with EP WEALTH ADVISORS, LLC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EP WEALTH ADVISORS, LLC.](https://search.stillhousedata.com/firm/111147) | 2025-05-15 | present | Yes |
| [NBS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/110600) | 2015-12-16 | 2025-05-13 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2006-11-15 | 2008-12-23 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2004-09-03 | 2004-12-02 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 1999-07-29 | 2002-07-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2243755)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2243755.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.