# JAMES ANTHONY SERRATELLI

JAMES ANTHONY SERRATELLI is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2024-09-30 | present | Yes |
| [DIVERSIFY ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/326060) | 2023-12-08 | 2024-09-27 | — |
| [DFPG INVESTMENTS, LLC](https://search.stillhousedata.com/firm/155576) | 2018-05-03 | 2023-12-31 | — |
| [QUESTAR ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/133358) | 2014-04-11 | 2018-05-04 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2012-09-12 | 2014-04-17 | — |
| [QUESTAR ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/133358) | 2011-11-21 | 2012-09-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2261189)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2261189.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.