# DEREK JAMES PRITCHARD

DEREK JAMES PRITCHARD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with SIGMA PLANNING CORPORATION.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2017-11-06 | present | Yes |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2015-01-06 | 2017-11-09 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2009-02-23 | 2014-03-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-08-14 | 2008-12-26 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2002-05-23 | 2007-06-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2265564)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2265564.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.