# LEN BROUGHTON GRADDY

LEN BROUGHTON GRADDY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CAPITAL INVESTMENT ADVISORY SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPITAL INVESTMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/149124) | 2018-03-22 | present | Yes |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 2013-01-17 | 2018-04-08 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2006-03-20 | 2012-11-09 | — |
| [AMERICAN GENERAL SECURITIES INCORPORATED](https://search.stillhousedata.com/firm/13626) | 2003-05-02 | 2005-10-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/226872)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/226872.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.