# Roxanne M Rubenstein

Roxanne M Rubenstein is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2025-10-15 | present | Yes |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2025-10-15 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2022-01-19 | 2024-12-17 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2017-04-20 | 2021-08-24 | — |
| [1ST GLOBAL ADVISORS INC](https://search.stillhousedata.com/firm/111133) | 2014-07-21 | 2016-09-29 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-10-23 | 2014-04-24 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2012-11-14 | 2013-08-27 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2012-10-29 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 1998-06-10 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2283125)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2283125.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.