# MARK SEAN KELLY

MARK SEAN KELLY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with UNIVERSITY FINANCIAL STRATEGIES, LLC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UNIVERSITY FINANCIAL STRATEGIES, LLC.](https://search.stillhousedata.com/firm/297121) | 2018-07-23 | present | Yes |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2016-08-01 | 2018-07-23 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2015-05-27 | 2016-08-08 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2013-10-08 | 2014-08-07 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-03-10 | 2011-03-31 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2009-02-24 | 2009-03-18 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2001-09-19 | 2006-02-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2287975)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2287975.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.