# DARYL TOMOBU SERIZAWA

DARYL TOMOBU SERIZAWA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-07-07 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-01-19 | 2025-07-22 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2017-08-10 | 2024-01-19 | — |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2012-05-07 | 2017-07-31 | — |
| [PACIFIC WEST FINANCIAL CONSULTANTS INC](https://search.stillhousedata.com/firm/108728) | 2010-11-19 | 2012-02-16 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2004-09-27 | 2010-09-30 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2002-03-22 | 2004-10-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2293939)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2293939.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.