# KENNETH RICHARD SMITH

KENNETH RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with COMPASS FINANCIAL ADVISORS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ALDEN INVESTMENT GROUP](https://search.stillhousedata.com/firm/317077) | 2022-07-26 | 2026-06-15 | — |
| [EQUALIZE CAPITAL LLC](https://search.stillhousedata.com/firm/300640) | 2019-03-06 | 2022-12-31 | — |
| [ALDEN CAPITAL MANAGEMENT INC.](https://search.stillhousedata.com/firm/293551) | 2018-04-02 | 2026-06-15 | — |
| [COHEN & COMPANY FINANCIAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/133171) | 2017-03-21 | 2023-01-11 | — |
| [DEKANIA CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/133169) | 2017-03-21 | 2021-03-31 | — |
| [BLUESTONE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/157841) | 2014-01-28 | 2020-10-01 | — |
| [CBT INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/133326) | 2005-08-26 | 2006-02-15 | — |
| [COMPASS FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/128319) | 2003-11-25 | present | Yes |
| [CBT INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/119596) | 2002-10-22 | 2005-12-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2300203)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2300203.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.