# RICHARD DAVID MERCADO

RICHARD DAVID MERCADO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 10 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2024-03-14 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | 2024-03-19 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2021-05-20 | 2023-06-29 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2018-01-05 | 2021-05-20 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2012-08-27 | 2017-12-20 | — |
| [SOUTHLAND EQUITY PARTNERS, LLC.](https://search.stillhousedata.com/firm/154481) | 2010-11-19 | 2012-09-07 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2009-09-11 | 2012-08-29 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2009-01-02 | 2009-09-03 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2003-01-22 | 2009-01-02 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2001-06-21 | 2002-12-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2302301)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2302301.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.