# Ben Putman

Ben Putman is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with WEALTH ENHANCEMENT ADVISORY SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2025-12-16 | present | Yes |
| [EMPIRICAL FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/152622) | 2017-11-29 | 2018-02-28 | — |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2007-02-13 | 2017-11-01 | — |
| [SPECTRUM WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/135530) | 2005-08-25 | 2025-12-31 | — |
| [PACIFIC PARK FINANCIAL, INC.](https://search.stillhousedata.com/firm/122867) | 2002-11-12 | 2005-10-03 | — |
| [SENTRA SECURITIES CORPORATION](https://search.stillhousedata.com/firm/10249) | 2002-09-17 | 2003-11-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2310648)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2310648.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.