# JAMES AUDY BRAZIEL

JAMES AUDY BRAZIEL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC, BRAZIEL & ASSOCIATES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BRAZIEL & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/300233) | 2022-12-02 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2022-07-15 | present | Yes |
| [BRAZIEL & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/300233) | 2019-03-07 | 2022-10-05 | — |
| [BRAZIEL & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/112059) | 2009-06-17 | 2019-04-18 | — |
| [NPB FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/137743) | 2006-04-24 | 2022-07-15 | — |
| [BRAZIEL & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/112059) | 2003-06-19 | 2007-12-27 | — |
| [THE PLANNERS NETWORK, INC.](https://search.stillhousedata.com/firm/108355) | 2002-01-03 | 2010-11-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2321699)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2321699.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
