# ROBERT ROGER MALCOLM

ROBERT ROGER MALCOLM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with MARINER PLATFORM SOLUTIONS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MARINER PLATFORM SOLUTIONS, LLC](https://search.stillhousedata.com/firm/305418) | 2025-10-01 | present | Yes |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2021-11-09 | 2025-10-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-11-30 | 2021-11-23 | — |
| [NRP ADVISORS, INC.](https://search.stillhousedata.com/firm/141430) | 2008-12-15 | 2010-11-30 | — |
| [AMERITAS INVESTMENT COMPANY, LLC](https://search.stillhousedata.com/firm/14869) | 2007-02-15 | 2008-12-23 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2004-12-16 | 2007-01-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2330581)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2330581.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.