# ROBERTO DE JESUS CANTU

ROBERTO DE JESUS CANTU is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-05-30 | present | Yes |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2019-07-08 | 2023-05-30 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-07-17 | 2019-07-17 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2014-04-10 | 2018-09-12 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-04-11 | 2012-08-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2346309)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2346309.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.