# Patrick Vincent Carroll

Patrick Vincent Carroll is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with PRINCIPAL GLOBAL INVESTORS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL GLOBAL INVESTORS, LLC](https://search.stillhousedata.com/firm/109002) | 2026-06-23 | present | Yes |
| [HILTON CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/116357) | 2022-04-13 | 2026-04-30 | — |
| [JOHN HANCOCK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/105790) | 2018-11-08 | 2022-04-11 | — |
| [MANULIFE INVESTMENT MANAGEMENT (US) LLC](https://search.stillhousedata.com/firm/106435) | 2018-07-30 | 2018-11-08 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2018-02-08 | 2018-07-19 | — |
| [BLACKROCK FINANCIAL MANAGEMENT, INC](https://search.stillhousedata.com/firm/107105) | 2014-01-17 | 2018-01-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2351128)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2351128.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.