# THOMAS EDWARD HARTY

THOMAS EDWARD HARTY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2015-06-29 | present | Yes |
| [SIKICH FINANCIAL](https://search.stillhousedata.com/firm/142640) | 2013-10-08 | 2015-03-20 | — |
| [JMG FINANCIAL GROUP LTD](https://search.stillhousedata.com/firm/110302) | 2010-11-04 | 2013-10-18 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 1998-08-20 | 2006-09-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2352350)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2352350.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.