# JAMES THOMAS CAULFIELD

JAMES THOMAS CAULFIELD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with SHAMROCK FINANCIAL SERVICES.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SHAMROCK FINANCIAL SERVICES](https://search.stillhousedata.com/firm/151857) | 2020-06-23 | present | Yes |
| [SHAMROCK FINANCIAL SERVICES](https://search.stillhousedata.com/firm/151857) | 2012-10-29 | 2019-12-31 | — |
| [SHAMROCK FINANCIAL SERVICES](https://search.stillhousedata.com/firm/151857) | 2009-11-12 | 2011-08-22 | — |
| [BROKERSXPRESS LLC](https://search.stillhousedata.com/firm/127081) | 2007-12-10 | 2009-10-30 | — |
| [MADISON AVENUE ADVISORS, INC.](https://search.stillhousedata.com/firm/137461) | 2007-01-19 | 2007-12-06 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2002-03-11 | 2007-01-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2364632)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2364632.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.