# RICHARD ALLAN NELSON

RICHARD ALLAN NELSON is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-08-18 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-02-18 | 2011-08-19 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2007-02-09 | 2011-02-25 | — |
| [KEYBANC CAPITAL MARKETS INC.](https://search.stillhousedata.com/firm/566) | 1999-05-15 | 2007-02-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2372965)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2372965.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.