# STEVEN FREDERICK RAU

STEVEN FREDERICK RAU is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC, PRIVATE ADVISOR GROUP, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2026-06-26 | present | Yes |
| [MARINER INDEPENDENT ADVISOR NETWORK, LLC](https://search.stillhousedata.com/firm/283824) | 2016-07-08 | 2026-06-26 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2013-11-05 | present | Yes |
| [STRATEGIC WEALTH ADVISORS GROUP](https://search.stillhousedata.com/firm/140977) | 2009-12-11 | 2016-07-08 | — |
| [BARCLAY WEST FINANCIAL ADVISORS](https://search.stillhousedata.com/firm/137246) | 2006-01-03 | 2010-01-11 | — |
| [BARCLAY WEST FINANCIAL ADVISORS](https://search.stillhousedata.com/firm/120335) | 2003-10-14 | 2005-12-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 1997-12-31 | 2003-08-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2374191)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2374191.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.