# STEPHEN EARL SERGAN

STEPHEN EARL SERGAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with TRUIST ADVISORY SERVICES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TRUIST ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/283390) | 2016-09-20 | present | Yes |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2012-10-09 | 2013-03-14 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2010-04-22 | 2010-11-11 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2007-05-04 | 2008-11-05 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-11-04 | 2006-06-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2377041)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2377041.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.