# RICHARD ROMERO

RICHARD ROMERO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 12 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.

## Registration history (14)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TD PRIVATE CLIENT WEALTH LLC](https://search.stillhousedata.com/firm/164484) | 2026-01-28 | present | Yes |
| [Q3 ADVISORS, LLC](https://search.stillhousedata.com/firm/284220) | 2024-03-13 | 2025-12-01 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2023-01-25 | 2024-03-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2020-02-25 | 2023-01-20 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2018-08-30 | 2020-01-08 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2016-03-29 | 2018-07-09 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2014-08-11 | 2016-04-22 | — |
| [XML SECURITIES](https://search.stillhousedata.com/firm/145589) | 2012-06-11 | 2013-07-02 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2010-08-02 | 2012-06-05 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2007-07-05 | 2007-09-07 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2004-10-18 | 2005-07-06 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2003-01-23 | 2003-09-29 | — |
| [JOYN ADVISORS, INC.](https://search.stillhousedata.com/firm/106725) | 2002-06-18 | 2002-10-08 | — |
| [GV FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/112118) | 2002-06-18 | 2002-10-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2381082)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2381082.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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