# HOWARD ANDREW SWANFELDT

HOWARD ANDREW SWANFELDT is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC, FIFTH THIRD SECURITIES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2026-07-14 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2023-08-21 | present | Yes |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2008-01-08 | 2023-11-06 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2005-07-06 | 2007-12-21 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2004-12-17 | 2005-07-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2392126)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2392126.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.