# RICHARD SHOLES MULLEN

RICHARD SHOLES MULLEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with PALLAS CAPITAL ADVISORS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PALLAS CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/310327) | 2020-11-16 | present | Yes |
| [NEWEDGE ADVISORS, LLC](https://search.stillhousedata.com/firm/171351) | 2019-07-19 | 2020-12-01 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-03-11 | 2019-07-30 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-03-18 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-01-25 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2402432)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2402432.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.