# ANAY KUMAR SRIVASTAVA

ANAY KUMAR SRIVASTAVA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2023-05-31 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2019-09-13 | 2023-04-25 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2016-08-10 | 2019-07-11 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2015-01-08 | 2016-03-08 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2013-06-03 | 2013-12-06 | — |
| [BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.](https://search.stillhousedata.com/firm/124902) | 2012-12-06 | 2013-06-04 | — |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2012-02-06 | 2012-06-29 | — |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2010-05-12 | 2011-11-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-04-30 | 2005-04-26 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2003-01-02 | 2004-05-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2403940)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2403940.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.