# JAMES JOSEPH ERNST

JAMES JOSEPH ERNST is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2020-06-10 | present | Yes |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2009-02-11 | 2020-06-17 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2005-08-01 | 2009-02-12 | — |
| [RYAN BECK & CO.](https://search.stillhousedata.com/firm/3248) | 2003-11-06 | 2005-08-15 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2001-07-23 | 2003-11-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2409922)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2409922.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.