# ZORAIDA CARIDAD DIAZ

ZORAIDA CARIDAD DIAZ is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with INSIGNEO ADVISORY SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INSIGNEO ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/282589) | 2020-10-13 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2011-09-19 | 2020-08-14 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-05-29 | 2011-09-26 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2006-05-01 | 2007-05-29 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2003-10-09 | 2006-04-11 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2000-10-01 | 2003-10-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2416544)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2416544.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.