# DAVID STUART WESTPHAL

DAVID STUART WESTPHAL is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2010-10-14 | present | Yes |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2004-01-12 | 2006-06-15 | — |
| [CUTTER & COMPANY, INC.](https://search.stillhousedata.com/firm/22449) | 2002-08-22 | 2003-06-30 | — |
| [CAPITAL MANAGEMENT SERVICES, INC.](https://search.stillhousedata.com/firm/118260) | 2001-01-01 | 2004-01-08 | — |
| [CRITERIUM CAPITAL INVESTMENTS, LTD](https://search.stillhousedata.com/firm/113932) | 2000-09-12 | 2003-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2417437)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2417437.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.