# RICHARD MICHAEL WATERS

RICHARD MICHAEL WATERS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2020-08-13 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-10-17 | 2020-08-05 | — |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2014-02-28 | 2018-10-17 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-02-05 | 2014-03-12 | — |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2004-12-02 | 2008-01-29 | — |
| [MONEY CONCEPTS CAPITAL CORP](https://search.stillhousedata.com/firm/12963) | 2004-05-14 | 2004-12-01 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2000-01-10 | 2004-04-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2421557)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2421557.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.